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Best’s News & Research Service subscription required - September 03, 2026 03:09 PM (EDT)

UK Regulator Moves to Ban Adviser Over ‘Misleading’ Pension Transfer Advice

The United Kingdom’s Financial Conduct Authority said it decided to ban and fine a financial adviser £742,700 ($1.01 million) over accusations he gave misleading pension transfer advice. . . .

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Regulation Fines And Penalties Pensions


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